RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••• D••••••
- C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager currentsince Sep 30, 2024 · Randolph, Nj
- A•••• A•••• M••••••••• A•••••••• I••• asset managerDec 9, 2015 to Mar 15, 2022 · New York, Ny
- I•••••• A•••••••• I••• asset managerJan 3, 2014 to Jan 23, 2015 · Atlanta, Ga
- A•••• A•••• M••••••••• A•••••••• I••• to C••••••• M••••••••• I••••••••• A•••••••• L••left Mar 15, 2022, registered Sep 30, 2024 (930 days) · Other
- I•••••• A•••••••• I••• to A•••• A•••• M••••••••• A•••••••• I•••left Jan 23, 2015, registered Dec 9, 2015 (320 days) · Other
- F••• D•••••• left A•••• A•••• M••••••••• A•••••••• I••• for C••••••• M••••••••• I••••••••• A•••••••• L•• (registered 2024-09-30)Mar 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address