DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Frank Giguere
Feed of 09/14/2026
At current firm
3 y
since Dec 8, 2022
In the industry
33 y
since Feb 3, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Blackridge Asset Management, LLC independent RIA currentsince Dec 8, 2022 · Kissimmee, Fl
- Sagepoint Financial, Inc. formerOct 31, 2005 to Aug 5, 2022 · Huntersville, Nc
- Sunamerica Securities, Inc. unclassifiedOct 12, 2000 to Oct 31, 2005 · Cumberland, Ri
Moves
a registration end followed by a registration begin elsewhere
- Sagepoint Financial, Inc. to Blackridge Asset Management, LLCleft Aug 5, 2022, registered Dec 8, 2022 (125 days) · Affiliated broker-dealer or bank to another
- Sunamerica Securities, Inc. to Sagepoint Financial, Inc.left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
Signals
- Frank Giguere left Sagepoint Financial, Inc. for Blackridge Asset Management, Llc (registered 2022-12-08)Aug 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address