DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• E• B••••

R••••• W• B•••• • C•• I•••••••••mixed wealthSeattle, Wa dual registrantIAPD 2266335

Feed of 09/14/2026

At current firm

11 y

since Nov 7, 2014

In the industry

23 y

since Aug 25, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• W• B•••• • C•• I••••••••• mixed wealth current
since Nov 7, 2014 · Seattle, Wa
M•••••• W••••• R••••• I••• former
Sep 27, 2013 to Nov 7, 2014 · Seattle, Wa
M••••• S•••••• wirehouse
Jun 1, 2009 to Oct 11, 2013 · Kirkland, Wa
M••••• S•••••• • C•• L•• unclassified
Mar 27, 2008 to Jun 1, 2009 · Bellevue, Wa
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Apr 1, 2008 · Seattle, Wa
A• G• E•••••• • S•••• I••• unclassified
Aug 28, 2003 to Jan 1, 2008 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

M•••••• W••••• R••••• I••• to R••••• W• B•••• • C•• I•••••••••
left Nov 7, 2014, registered Nov 7, 2014 (0 days) · corporate re-registration, not a move
M••••• S•••••• to M•••••• W••••• R••••• I•••
left Oct 11, 2013, registered Sep 27, 2013 (-14 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to M••••• S•••••• • C•• L••
left Apr 1, 2008, registered Mar 27, 2008 (-5 days) · Other
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address