RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• B•••••••• G•••••
- C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Mar 22, 2018 · Hinesville, Ga
- C•••••••• F•••••••• G•••• A••••••• formerJan 17, 2013 to Apr 8, 2018 · Hinesville, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 20, 2006 to Nov 9, 2012 · Mt Pleasant, Sc
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedMay 2, 2003 to Oct 28, 2005 · Hinesville, Ga
- C•••••••• F•••••••• G•••• A••••••• to C•••••• I••••••••• A••••••• S•••••••• L••left Apr 8, 2018, registered Mar 22, 2018 (-17 days) · Other · moved with a team
- V••• F•••••••• A•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Nov 9, 2012, registered Jan 17, 2013 (69 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to V••• F•••••••• A•••••••• I•••left Oct 28, 2005, registered Mar 20, 2006 (143 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address