RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• G•••••• H•••••••
- T••••••••• C••••••• L•• asset manager currentsince Nov 1, 2017 · Lehi, Ut
- A•••••• I••••••••• A•••••••• L•• formerNov 13, 2013 to May 17, 2018 · South Jordan, Ut
- O•• L••• A••••••• independent RIANov 23, 2010 to Nov 6, 2013 · Centerville, Ut
- I••••••• S••••••••• I••• unclassifiedOct 1, 2007 to Nov 1, 2010 · Salt Lake City, Ut
- A•••••• A•••••••• I••• unclassifiedAug 26, 2004 to Oct 3, 2007 · Salt Lake City, Ut
- T•• I•••••• G••••• I••• formerJan 23, 2003 to Aug 2, 2004 · Salt Lake City, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 21, 1995 to Jan 2, 2003 · Salt Lake City, Ut
- A•••••• I••••••••• A•••••••• L•• to T••••••••• C••••••• L••left May 17, 2018, registered Nov 1, 2017 (-197 days) · Other · moved with a team
- O•• L••• A••••••• to A•••••• I••••••••• A•••••••• L••left Nov 6, 2013, registered Nov 13, 2013 (7 days) · Other
- I••••••• S••••••••• I••• to O•• L••• A•••••••left Nov 1, 2010, registered Nov 23, 2010 (22 days) · Other
- A•••••• A•••••••• I••• to I••••••• S••••••••• I•••left Oct 3, 2007, registered Oct 1, 2007 (-2 days) · Other
- T•• I•••••• G••••• I••• to A•••••• A•••••••• I•••left Aug 2, 2004, registered Aug 26, 2004 (24 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•• I•••••• G••••• I•••left Jan 2, 2003, registered Jan 23, 2003 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address