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Registered advisor
R•••••• J•••• R•••
Certified Financial Planner
Feed of 09/15/2026
Also filed as R•••••• J R•••
At current firm
6 y
since Oct 7, 2019
In the industry
33 y
since Nov 12, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 7, 2019 · Sun City Center, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDApr 13, 2012 to Oct 16, 2019 · Sarasota, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 23, 2012 · Tampa, Fl
- M••••• S•••••• • C•• L•• unclassifiedMar 24, 2008 to Jun 1, 2009 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseOct 1, 1999 to Mar 27, 2008 · Sun City Center, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Oct 16, 2019, registered Oct 7, 2019 (-9 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Apr 23, 2012, registered Apr 13, 2012 (-10 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to M••••• S•••••• • C•• L••left Mar 27, 2008, registered Mar 24, 2008 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address