RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• M••• P•••••
- M••••• S•••••• wirehouse currentsince Mar 28, 2025 · Boca Raton, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedApr 9, 2018 to Mar 31, 2025 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 10, 2010 to Apr 10, 2018 · Boca Raton, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 2, 2010 · Plantation, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 15, 2008 to Jun 1, 2009 · Plantation, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 3, 2003 to Apr 29, 2008 · Ft. Lauderdale, Fl
- P••••••••• E••••• G••••• L•• unclassifiedApr 18, 2002 to Jan 6, 2003 · Red Bank, Nj
- J••••• M••••••••• S•••• L•• to M••••• S••••••left Mar 31, 2025, registered Mar 28, 2025 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• M••••••••• S•••• L••left Apr 10, 2018, registered Apr 9, 2018 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 2, 2010, registered Nov 10, 2010 (-22 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Apr 29, 2008, registered Apr 15, 2008 (-14 days) · Other
- P••••••••• E••••• G••••• L•• to U•• F•••••••• S••••••• I•••left Jan 6, 2003, registered Jan 3, 2003 (-3 days) · Other
- Edward Mark Paskin left Janney Montgomery Scott Llc for Morgan Stanley (registered 2025-03-28)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address