RIA Intelligence

• W•••• F•••• A••••••• wirehouse current
  since May 8, 2025 · Cincinnati, Oh
• P•• W••••• M••••••••• BD affiliated
  Jan 1, 2004 to May 15, 2025 · Cincinnati, Oh
• J••••• H•••••••• W••• L••••• L•• former
  Jun 30, 2003 to Jan 1, 2004 · Cincinnati, Oh
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jul 3, 2002 to Jul 22, 2003 · Cincinnati, Oh

• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left May 15, 2025, registered May 8, 2025 (-7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move
• M•• I•••••••• S•••••••• L•• to J••••• H•••••••• W••• L••••• L••
  left Jul 22, 2003, registered Jun 30, 2003 (-22 days) · Other

• A••••••• B••••••• left P•• W••••• M••••••••• for W•••• F•••• A••••••• (registered 2025-05-08)
  May 15, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address