DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• J•••• S••••

E••• F••••••••state registeredPittsburgh, Pa IA-onlyIAPD 2274931

Feed of 09/14/2026

At current firm

0 y

since Feb 20, 2026

In the industry

18 y

since Jul 11, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••• F•••••••• state registered current
since Feb 20, 2026 · Savannah, Ga
F•••••••• F•••••••• A••••••• independent RIA
Nov 7, 2024 to Dec 4, 2024 · Savannah, Ga
L•••••• A••••••• state registered
Feb 22, 2024 to Feb 18, 2025 · Ankeny, Ia
E••••• J•••• national BD
Jul 25, 2008 to Jul 16, 2009 · St Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

L•••••• A••••••• to F•••••••• F•••••••• A•••••••
left Feb 18, 2025, registered Nov 7, 2024 (-103 days) · Other
F•••••••• F•••••••• A••••••• to E••• F••••••••
left Dec 4, 2024, registered Feb 20, 2026 (443 days) · RIA to a state-registered adviser
E••••• J•••• to L•••••• A•••••••
left Jul 16, 2009, registered Feb 22, 2024 (5334 days) · Affiliated broker-dealer or bank to a state-registered adviser

Signals

D••••• J•••• S•••• left L•••••• A••••••• for F•••••••• F•••••••• A••••••• (registered 2024-11-07)
Feb 18, 2025 · Advisor changed firm · fact
D••••• J•••• S•••• left F•••••••• F•••••••• A••••••• for E••• F•••••••• (registered 2026-02-20)
Dec 4, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address