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RIA Intelligence
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Registered advisor
D•••• M•••••• K•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• M K•••
At current firm
5 y
since Sep 30, 2020
In the industry
33 y
since Oct 2, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•••• W••••• P••••••• independent RIA currentsince Sep 30, 2020 · Lewisburg, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 24, 2015 to Oct 2, 2020 · Lewisburg, Pa
- W•••• F•••• A••••••• wirehouseJul 7, 2006 to Nov 11, 2015 · Lewisburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•••• W••••• P•••••••left Oct 2, 2020, registered Sep 30, 2020 (-2 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 11, 2015, registered Nov 24, 2015 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address