RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- W•••• F•••• A••••••• wirehouse currentsince Jan 16, 2026 · Largo, Fl
- W•••• F•••• A••••••• wirehouseJun 27, 2003 to Jan 16, 2026 · Seminole, Fl
- A•••••• I••••••••• S•••••••• I••• unclassifiedMar 14, 2003 to May 30, 2003 · South Pasadena, Fl
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 16, 2026, registered Jan 16, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left May 30, 2003, registered Jun 27, 2003 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address