E•••• R• Y•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 14, 2023 · Burleson, Tx
• E••••• J•••• national BD
  Mar 5, 2018 to Sep 4, 2023 · Alvarado, Tx
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Aug 1, 2016 to Feb 27, 2018 · Cleburne, Tx
• C••••• I••••••••• A••••••• L•• BD affiliated
  Aug 19, 2014 to Jul 29, 2016 · Cleburne, Tx

• E••••• J•••• to C••••• I••••••••• A••••••• L••
  left Sep 4, 2023, registered Sep 14, 2023 (10 days) · Affiliated broker-dealer or bank to another
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to E••••• J••••
  left Feb 27, 2018, registered Mar 5, 2018 (6 days) · Affiliated broker-dealer or bank to another
• C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jul 29, 2016, registered Aug 1, 2016 (3 days) · Other · moved with a team

• ••• Locked
  Sep 4, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address