DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••••• J••• H•••

U••••• A•••••• G••••independent RIACincinnati, Oh IA-onlyIAPD 2277398

Feed of 09/15/2026

Also filed as Terry H•••

At current firm

0 y

since Oct 1, 2025

In the industry

33 y

since Oct 5, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U••••• A•••••• G•••• independent RIA current
since Oct 1, 2025 · Wickliffe, Oh
G•••• I••••••••• L•• state registered
Nov 27, 2020 to Jul 11, 2022 · Valley City, Oh
W•••••••• W••••• M••••••••• L•• independent RIA
Oct 14, 2020 to Feb 27, 2026 · Berea, Oh
A••• W••••• M••••••••• L•• state registered
Sep 13, 2019 to Nov 3, 2020 · Berea, Oh
C••••• A•••••• N••••••• L•• former
Mar 8, 2019 to Sep 25, 2019 · Madison, Oh
W•••• F•••• A••••••• wirehouse
Jul 10, 2008 to Oct 5, 2018 · Pepper Pike, Oh
U•• F•••••••• S••••••• I••• wirehouse
Aug 16, 1999 to Jul 24, 2008 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

W•••••••• W••••• M••••••••• L•• to G•••• I••••••••• L••
left Feb 27, 2026, registered Nov 27, 2020 (-1918 days) · RIA to a state-registered adviser
G•••• I••••••••• L•• to U••••• A•••••• G••••
left Jul 11, 2022, registered Oct 1, 2025 (1178 days) · Other
A••• W••••• M••••••••• L•• to W•••••••• W••••• M••••••••• L••
left Nov 3, 2020, registered Oct 14, 2020 (-20 days) · Other · moved with a team
C••••• A•••••• N••••••• L•• to A••• W••••• M••••••••• L••
left Sep 25, 2019, registered Sep 13, 2019 (-12 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
W•••• F•••• A••••••• to C••••• A•••••• N••••••• L••
left Oct 5, 2018, registered Mar 8, 2019 (154 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Jul 24, 2008, registered Jul 10, 2008 (-14 days) · Wirehouse to wirehouse

Signals

T••••••• J••• H••• left W•••••••• W••••• M••••••••• L•• for G•••• I••••••••• L•• (registered 2020-11-27)
Feb 27, 2026 · a•••••• firm change · fact
T••••••• J••• H••• left G•••• I••••••••• L•• for U••••• A•••••• G•••• (registered 2025-10-01)
Jul 11, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address