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Registered advisor
C••••••• M• H••••
Feed of 09/14/2026
Also filed as C••••••• Maria H••••
At current firm
1 y
since Mar 31, 2025
In the industry
26 y
since Nov 8, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Woodstock, Va
- F••••••• P••••••• A•• W•••••••• A••••••• formerMay 17, 2023 to Mar 31, 2025 · Reston, Va
- A••••• A•• P••••••• S••••••• BD affiliatedApr 20, 2015 to May 25, 2022 · Fairfax, Va
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedMay 5, 2006 to Mar 3, 2007 · Chantilly, Va
- V••• F•••••••• P•••••••• L•• formerNov 16, 2005 to Jan 7, 2006 · Sterling, Va
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left May 25, 2022, registered May 17, 2023 (357 days) · Affiliated broker-dealer or bank to another
- U•••• F•••••••• S••••••• G••••• I••• to A••••• A•• P••••••• S•••••••left Mar 3, 2007, registered Apr 20, 2015 (2970 days) · Other
- V••• F•••••••• P•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Jan 7, 2006, registered May 5, 2006 (118 days) · Other
Signals
- C••••••• M• H•••• left A••••• A•• P••••••• S••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-05-17)May 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address