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Registered advisor
G••••• L• M•••••••
Feed of 09/15/2026
Also filed as G••••• L• M•••••••
At current firm
2 y
since Dec 8, 2023
In the industry
33 y
since Oct 12, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Dec 8, 2023 · Westlake, Oh
- K•• I••••••••• S••••••• L•• BD affiliatedMay 6, 2010 to Dec 15, 2023 · Cleveland, Oh
- A•••• I••••••••• S•••••••• I••• unclassifiedFeb 5, 2008 to Mar 10, 2010 · Solon, Oh
- I••••• F•••••••• C••••••••• formerOct 13, 2005 to Feb 6, 2008 · Geneva, Oh
- C•••••• O•• S••••••••• I••• unclassifiedJan 24, 2003 to Sep 8, 2003 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••left Dec 15, 2023, registered Dec 8, 2023 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- A•••• I••••••••• S•••••••• I••• to K•• I••••••••• S••••••• L••left Mar 10, 2010, registered May 6, 2010 (57 days) · Other
- I••••• F•••••••• C••••••••• to A•••• I••••••••• S•••••••• I•••left Feb 6, 2008, registered Feb 5, 2008 (-1 days) · Other
- C•••••• O•• S••••••••• I••• to I••••• F•••••••• C•••••••••left Sep 8, 2003, registered Oct 13, 2005 (766 days) · Other
Signals
- G••••• L• M••••••• left K•• I••••••••• S••••••• L•• for W•••• F•••• A••••••• (registered 2023-12-08)Dec 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address