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Registered advisor
E••• J••••• B••••
Feed of 09/19/2026
Also filed as E••• Jospeh B••••
At current firm
7 y
since Apr 29, 2019
In the industry
33 y
since Nov 9, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 29, 2019 · Asheville, Nc
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 30, 2019 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 8, 2008 to Jun 1, 2009 · Boca Raton, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to May 5, 2008 · Boca Raton, Fl
- M••••• S•••••• D• I••• unclassifiedApr 12, 2000 to Apr 2, 2007 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 30, 2019, registered Apr 29, 2019 (-1 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• • C•• L•• to C•••••••• G••••• M•••••• I•••left May 5, 2008, registered May 8, 2008 (3 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address