DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Louis Asher
Feed of 09/14/2026
Also filed as Bill Asher
At current firm
4 y
since Jun 6, 2022
In the industry
33 y
since Oct 20, 1992 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Vanguard Advisers, Inc. BD affiliated currentsince Jun 6, 2022 · Scottsdale, Az
- LPL Financial LLC BD affiliatedOct 14, 2008 to Dec 17, 2009 · Bellingham, Wa
- E*Trade Capital Management, LLC formerSep 27, 2006 to Oct 3, 2008 · Jersey City, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 21, 2004 to May 5, 2005 · Bellevue, Wa
- Wamu Investments, Inc. unclassifiedJul 9, 2003 to Jun 3, 2004 · Seattle, Wa
- Ims Capital Management formerApr 1, 2003 to Jun 16, 2003 · Portland, Or
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Vanguard Advisers, Inc.left Dec 17, 2009, registered Jun 6, 2022 (4554 days) · Other
- E*Trade Capital Management, LLC to LPL Financial LLCleft Oct 3, 2008, registered Oct 14, 2008 (11 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to E*Trade Capital Management, LLCleft May 5, 2005, registered Sep 27, 2006 (510 days) · Other
- Wamu Investments, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 3, 2004, registered May 21, 2004 (-13 days) · Other
- Ims Capital Management to Wamu Investments, Inc.left Jun 16, 2003, registered Jul 9, 2003 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address