RIA Intelligence

• W••••••••• A••••••• P••••••• L•• BD affiliated current
  since May 16, 2019 · West Chester, Pa
• I••••••••• F•••••••• P••••••• BD affiliated
  Jan 19, 2016 to May 13, 2019 · Boca Raton, Fl
• I••••••••• F•••••••• P••••••• BD affiliated
  Jan 18, 2012 to Jul 1, 2013 · Boca Raton, Fl
• M••••••• C•••••••• S••••••••• I••• unclassified
  Sep 21, 2006 to Nov 14, 2011 · Altamonte Springs, Fl

• I••••••••• F•••••••• P••••••• to W••••••••• A••••••• P••••••• L••
  left May 13, 2019, registered May 16, 2019 (3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• M••••••• C•••••••• S••••••••• I••• to I••••••••• F•••••••• P•••••••
  left Nov 14, 2011, registered Jan 18, 2012 (65 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address