DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Trevor Oshaughnessy
Feed of 09/15/2026
Also filed as Jim Oshaughness
At current firm
14 y
since Sep 7, 2012
In the industry
33 y
since Sep 29, 1992 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Jul 1, 2021 · Northbrook, Il
- LPL Financial LLC BD affiliated currentsince Sep 7, 2012 · Northbrook, Il
- Sheridan Road Advisors, LLC, A Hub International Company formerAug 14, 2018 to Oct 25, 2022 · Northbrook, Il
- Independent Financial Partners BD affiliatedOct 19, 2010 to Dec 31, 2018 · Nashville, Tn
- Sheridan Road Advisors, LLC unclassifiedSep 29, 2010 to Dec 31, 2010 · Northbrook, Il
- Nrp Advisors, Inc. unclassifiedMar 3, 2008 to Nov 30, 2010 · Northbrook, Il
- Nrp Financial, Inc. unclassifiedDec 12, 2006 to Oct 16, 2008 · Northbrook, Il
- Equitable Advisors, LLC national BDNov 24, 1999 to Dec 14, 2006 · Northbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- Sheridan Road Advisors, LLC, A Hub International Company to Global Retirement Partners LLCleft Oct 25, 2022, registered Jul 1, 2021 (-481 days) · channel change inside one enterprise, not a move · moved with a team
- Independent Financial Partners to LPL Financial LLCleft Dec 31, 2018, registered Sep 7, 2012 (-2306 days) · Other
- Sheridan Road Advisors, LLC to Independent Financial Partnersleft Dec 31, 2010, registered Oct 19, 2010 (-73 days) · Other
- Nrp Advisors, Inc. to Sheridan Road Advisors, LLCleft Nov 30, 2010, registered Sep 29, 2010 (-62 days) · Other
- Nrp Financial, Inc. to Nrp Advisors, Inc.left Oct 16, 2008, registered Mar 3, 2008 (-227 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Nrp Financial, Inc.left Dec 14, 2006, registered Dec 12, 2006 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address