RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T••• F••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 24, 2025 · Troy, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJul 26, 2019 to Feb 28, 2025 · Troy, Mi
- C••••••• A•••• M••••••••• L•• BD affiliatedAug 27, 2018 to Jul 30, 2019 · Troy, Mi
- L••• K••• • C•••••• formerOct 24, 2014 to Aug 16, 2018 · Troy, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedOct 31, 2012 to Oct 9, 2014 · Southfield, Mi
- M••••• S•••••• wirehouseFeb 25, 2011 to Oct 25, 2012 · Bloomfield Hills, Mi
- N•• E•••••• S••••••••• C••••••••• formerMar 25, 2010 to Feb 8, 2011 · Southfield, Mi
- A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 28, 2025, registered Feb 24, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• A•••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 30, 2019, registered Jul 26, 2019 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- L••• K••• • C•••••• to C••••••• A•••• M••••••••• L••left Aug 16, 2018, registered Aug 27, 2018 (11 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••• T•••• S••••••••• I••• to L••• K••• • C••••••left Oct 9, 2014, registered Oct 24, 2014 (15 days) · Other
- M••••• S•••••• to F•••• T•••• S••••••••• I•••left Oct 25, 2012, registered Oct 31, 2012 (6 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M••••• S••••••left Feb 8, 2011, registered Feb 25, 2011 (17 days) · Other
- M•••••• T••• F•••• left A••••••••• F•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-02-24)Feb 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address