DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Antonio Lyday
Feed of 09/15/2026
Also filed as Jim A Lyday
At current firm
10 y
since May 25, 2016
In the industry
32 y
since Feb 4, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- World Investment Advisors, LLC other currentsince May 25, 2016 · Lincroft, Nj
- Ridge Retirement Consultants, LLC formerNov 18, 2014 to Dec 31, 2016 · Franklin, Tn
- Raymond James Financial Services Advisors, Inc BD affiliatedNov 5, 2014 to Feb 23, 2016 · Franklin, Tn
- Wells Fargo Advisors wirehouseFeb 7, 2013 to Nov 7, 2014 · Brentwood, Tn
Moves
a registration end followed by a registration begin elsewhere
- Ridge Retirement Consultants, LLC to World Investment Advisors, LLCleft Dec 31, 2016, registered May 25, 2016 (-220 days) · Other
- Raymond James Financial Services Advisors, Inc to Ridge Retirement Consultants, LLCleft Feb 23, 2016, registered Nov 18, 2014 (-462 days) · Other
- Wells Fargo Advisors to Raymond James Financial Services Advisors, Incleft Nov 7, 2014, registered Nov 5, 2014 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address