RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• N••••• R••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 15, 2026 · Sparta, Nj
- S•••••••• S••••••••• BD affiliated currentsince Aug 16, 2013 · Cedar Grove, Nj
- P•• W••••• M••••••••• BD affiliatedMar 3, 2009 to May 9, 2013 · Newark, Nj
- H••• S••••••••• •••• I••• BD affiliatedMay 9, 2007 to Dec 2, 2008 · Englewood, Nj
- C••••• I••••••••• S••••••• L•• formerJun 1, 2006 to May 3, 2007 · Hoboken, Nj
- E•••• N••••••• S••••••••• I••• formerSep 12, 2005 to May 4, 2006 · Hoboken, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Sep 6, 2005 · Bayonne , Nj
- Q•••• • R•••••• I••• unclassifiedAug 28, 2002 to Oct 20, 2004 · Bayonne, Nj
- P•• W••••• M••••••••• to S•••••••• S•••••••••left May 9, 2013, registered Aug 16, 2013 (99 days) · Other
- H••• S••••••••• •••• I••• to P•• W••••• M•••••••••left Dec 2, 2008, registered Mar 3, 2009 (91 days) · Other
- C••••• I••••••••• S••••••• L•• to H••• S••••••••• •••• I•••left May 3, 2007, registered May 9, 2007 (6 days) · Other
- E•••• N••••••• S••••••••• I••• to C••••• I••••••••• S••••••• L••left May 4, 2006, registered Jun 1, 2006 (28 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to E•••• N••••••• S••••••••• I•••left Sep 6, 2005, registered Sep 12, 2005 (6 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address