DFX Intelligence
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Registered advisor
J•• L• D••••
Feed of 09/14/2026
Also filed as J•• L•••• D••••••••• L•••• D••••••••• L•••• D••••••••• L•••• D••••••••• L• D••••••••• L•••• D••••••••• L•••• D••••
At current firm
1 y
since Jan 24, 2025
In the industry
33 y
since Jan 8, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Scottsdale, Az
- O•••• F•• I••• formerNov 7, 2013 to Jan 24, 2025 · Fort Wayne, In
- A••••• A•• P••••••• S••••••• BD affiliatedMar 19, 2012 to Apr 8, 2013 · West Lafayette, In
- P•• W••••• M••••••••• BD affiliatedFeb 18, 2011 to Nov 2, 2011 · Fort Wayne, In
- C•••••• S••••• • C••• I••• national BDJul 11, 2008 to Mar 17, 2009 · Fort Wayne, In
- C•••••• S••••• • C••• I••• national BDOct 26, 1999 to Sep 2, 2004 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to O•••• F•• I•••left Apr 8, 2013, registered Nov 7, 2013 (213 days) · Other
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Nov 2, 2011, registered Mar 19, 2012 (138 days) · Other
- C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••left Mar 17, 2009, registered Feb 18, 2011 (703 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address