RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••• B•••••••••
- A•••••• S•••• W••••• M••••••••• L•• independent RIA currentsince Jan 1, 2026 · Vancouver, Wa
- R••••••••• I••••• A••••••• G•••• L•• state registeredJul 17, 2018 to Feb 27, 2024 · Woodbridge, Nj
- U•• F•••••••• S••••••••• L•• independent RIAJul 2, 2010 to Jun 28, 2018 · Ada, Mi
- A••••••• A••••••• S••••••• formerJun 30, 2006 to Jul 23, 2010 · Keyport, Nj
- C••••••• I••••••••• I••• unclassifiedJun 21, 2006 to Jun 30, 2006 · Point Pleasant, Nj
- S••••••• F•••••••• S•••••••• I••• formerJun 21, 2002 to Jan 12, 2006 · Neptune, Nj
- R••••••••• I••••• A••••••• G•••• L•• to A•••••• S•••• W••••• M••••••••• L••left Feb 27, 2024, registered Jan 1, 2026 (674 days) · Other
- U•• F•••••••• S••••••••• L•• to R••••••••• I••••• A••••••• G•••• L••left Jun 28, 2018, registered Jul 17, 2018 (19 days) · RIA to a state-registered adviser
- A••••••• A••••••• S••••••• to U•• F•••••••• S••••••••• L••left Jul 23, 2010, registered Jul 2, 2010 (-21 days) · Other
- C••••••• I••••••••• I••• to A••••••• A••••••• S•••••••left Jun 30, 2006, registered Jun 30, 2006 (0 days) · Other
- S••••••• F•••••••• S•••••••• I••• to C••••••• I••••••••• I•••left Jan 12, 2006, registered Jun 21, 2006 (160 days) · Other
- A••••• J••• B••••••••• left R••••••••• I••••• A••••••• G•••• L•• for A•••••• S•••• W••••• M••••••••• L•• (registered 2026-01-01)Feb 27, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address