RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• W•••••• K••••
- A••••••• W••••• A••••••• BD affiliated currentsince Jun 17, 2026 · Portsmouth, Nh
- W•••• W••••• M••••••••• state registered currentsince Nov 20, 2007 · Portsmouth, Nh
- C••••••••• F•••••••• N•••••• national BDJan 4, 2006 to Jun 28, 2026 · Portsmouth, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDJul 8, 1997 to Jan 4, 2006 · Portsmouth, Nh
- C••••••••• F•••••••• N•••••• to W•••• W••••• M•••••••••left Jun 28, 2026, registered Nov 20, 2007 (-6795 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Jan 4, 2006, registered Jan 4, 2006 (0 days) · Affiliated broker-dealer or bank to another
- J•••••• W•••••• K•••• left C••••••••• F•••••••• N•••••• for W•••• W••••• M••••••••• (registered 2007-11-20)Jun 28, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address