DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph S Pagano

Kestra Advisory Services, LLCBD affiliatedWestlake Village, Ca dual registrantIAPD 2301383

Feed of 09/15/2026

Also filed as Joseph Sasin Pagano

At current firm

0 y

since Aug 18, 2026

In the industry

33 y

since Jan 21, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Kestra Advisory Services, LLC BD affiliated current
since Aug 18, 2026 · Westlake Village, Ca
Commonwealth Financial Network national BD
Jun 1, 2021 to Aug 20, 2026 · San Diego, Ca
Woodbury Financial Services, Inc. former
Sep 6, 2005 to Jun 3, 2021 · Westlake Village, Ca
Equitable Advisors, LLC national BD
Jun 1, 2005 to Sep 26, 2005 · Westlake Village, Ca
Trusted Securities Advisors Corp. unclassified
May 9, 2002 to Dec 2, 2003 · Westlake Village, Ca
Mony Securities Corporation unclassified
Nov 29, 1999 to Jun 1, 2005 · West Lake Village, Ca

Moves

a registration end followed by a registration begin elsewhere

Commonwealth Financial Network to Kestra Advisory Services, LLC
left Aug 20, 2026, registered Aug 18, 2026 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Woodbury Financial Services, Inc. to Commonwealth Financial Network
left Jun 3, 2021, registered Jun 1, 2021 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
Equitable Advisors, LLC to Woodbury Financial Services, Inc.
left Sep 26, 2005, registered Sep 6, 2005 (-20 days) · Other
Mony Securities Corporation to Trusted Securities Advisors Corp.
left Jun 1, 2005, registered May 9, 2002 (-1119 days) · Other
Trusted Securities Advisors Corp. to Equitable Advisors, LLC
left Dec 2, 2003, registered Jun 1, 2005 (547 days) · Other

Signals

Joseph S Pagano left Commonwealth Financial Network for Kestra Advisory Services, Llc (registered 2026-08-18)
Aug 20, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address