R••••• E••• T•••••

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
  since Jan 22, 2021 · Williamsburg, Va
• T••••• A••••••• S•••••••• I••• BD affiliated
  Sep 21, 2016 to Jan 28, 2021 · Gloucester Point, Va
• S••••••• I••••••••• S•••••••• I••• former
  Jun 2, 2003 to Dec 31, 2016 · Williamsburg, Va
• W•••• F•••• A••••••• wirehouse
  Jun 20, 2002 to May 22, 2003 · Newport News, Va
• W••••••• S••••••••• I••• unclassified
  Mar 21, 2000 to Jun 20, 2002 · Charlotte, Nc

• T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Jan 28, 2021, registered Jan 22, 2021 (-6 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
  left Dec 31, 2016, registered Sep 21, 2016 (-101 days) · corporate re-registration, not a move
• W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••
  left May 22, 2003, registered Jun 2, 2003 (11 days) · Other
• W••••••• S••••••••• I••• to W•••• F•••• A•••••••
  left Jun 20, 2002, registered Jun 20, 2002 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address