DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Barclay Breland Family Office

Former SEC-registered adviserJupiter, FloridaCRD 168626SEC 801-78665IAPD
Legal name Barclay Breland Family Office LLC
Latest filing Apr 24, 2019
First filing on the tape Oct 2, 2013 · 18 filings
RAUM
$72.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$61.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$72.9M as of Mar 28, 2019
Mar 19, 2014$108M then
HNW client RAUM$60.9M as of Mar 28, 2019
Mar 19, 2018$106M then
State-registered IARs (5.B.3)1 as of Mar 28, 2019
Mar 19, 20142 then
Employees (5.A)2 as of Mar 28, 2019
Mar 19, 20143 then
Private funds: no history
RAUM -31% over the last fiscal year-11% a year over threeIARs 4 to 1
Practice profile
derived from the filing of Apr 24, 2019; every figure names its basis
RAUM per advisor
$72.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
38derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$8.7MderivedHNW RAUM over HNW clients
Average account
$569,209derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-31%derivedbetween the last two annual amendments
Advisor growth, one year
-75%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$72.9MreportedItem 5.I
Custody
$72.9M, 128 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$60.9M84%
  • Corporations and businesses$11.7M16%
  • Individuals$316,3380.4%
Individual clients
31reported
HNW clients
7reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
128reported
Financial planning clients
0reported
Wrap fee programs
$44.1M sponsored, $0 managedreported
Custody of client assets
$72.9M for 128 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Breland Christopher Kelly · Managing Membercontrol
    since 04/2013 · owns 75% or more
  • Elizabeth Joy Rose · Chief Compliance Officercontrol
    since 08/2018 · owns less than 5%
  • William Eickhoff · Owner
    since 06/2013 · owns 5% to 10%
  • James Summers · Owner
    since 06/2013 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Assets in custody · $12.1M to $72.9M
    Mar 28, 2019 to Apr 24, 2019
  • Accounts · 129 to 128
    Jan 2, 2019 to Mar 28, 2019
  • Advisory employees · 4 to 1
    Jan 2, 2019 to Mar 28, 2019
  • HNW clients · 21 to 7
    Jan 2, 2019 to Mar 28, 2019
  • Individual clients · unset to 31.0
    Jan 2, 2019 to Mar 28, 2019
  • Assets in custody · unset to 12112373.0
    Jan 2, 2019 to Mar 28, 2019
  • Custody of client assets · false to true
    Jan 2, 2019 to Mar 28, 2019
  • Employees · 4 to 2
    Jan 2, 2019 to Mar 28, 2019
  • State-registered IARs · 4 to 1
    Jan 2, 2019 to Mar 28, 2019
  • Discretionary RAUM · $106M to $72.9M
    Jan 2, 2019 to Mar 28, 2019
  • HNW RAUM · $106M to $60.9M
    Jan 2, 2019 to Mar 28, 2019
  • Individual RAUM · unset to 316338.0
    Jan 2, 2019 to Mar 28, 2019
  • RAUM · $106M to $72.9M
    Jan 2, 2019 to Mar 28, 2019
  • Wrap assets (sponsor) · $0 to $44.1M
    Jan 2, 2019 to Mar 28, 2019
  • HQ city · PALM BEACH GARDENS to JUPITER
    Aug 29, 2018 to Jan 2, 2019
  • Accounts · 150 to 129
    Feb 2, 2017 to Mar 19, 2018
  • HNW clients · unset to 21.0
    Feb 2, 2017 to Mar 19, 2018
  • Other offices · unset to 0.0
    Feb 2, 2017 to Mar 19, 2018
  • Discretionary RAUM · $100M to $106M
    Feb 2, 2017 to Mar 19, 2018
  • HNW RAUM · unset to 105598209.0
    Feb 2, 2017 to Mar 19, 2018
  • RAUM · $100M to $106M
    Feb 2, 2017 to Mar 19, 2018
  • Wrap assets (manager) · unset to 0.0
    Feb 2, 2017 to Mar 19, 2018
  • Wrap assets (sponsor) · unset to 0.0
    Feb 2, 2017 to Mar 19, 2018
  • Accounts · 173 to 150
    Jan 12, 2016 to Feb 2, 2017
  • Advisory employees · 3 to 4
    Jan 12, 2016 to Feb 2, 2017
  • Employees · 3 to 4
    Jan 12, 2016 to Feb 2, 2017
  • State-registered IARs · 2 to 4
    Jan 12, 2016 to Feb 2, 2017
  • Discretionary RAUM · $102M to $100M
    Jan 12, 2016 to Feb 2, 2017
  • RAUM · $102M to $100M
    Jan 12, 2016 to Feb 2, 2017
  • Accounts · 172 to 173
    Jan 8, 2015 to Jan 12, 2016
  • Discretionary RAUM · $163M to $102M
    Jan 8, 2015 to Jan 12, 2016
  • RAUM · $163M to $102M
    Jan 8, 2015 to Jan 12, 2016
  • Accounts · 128 to 172
    Nov 11, 2014 to Jan 8, 2015
  • Advisory employees · 2 to 3
    Nov 11, 2014 to Jan 8, 2015
  • BD registered reps · 2 to 0
    Nov 11, 2014 to Jan 8, 2015
  • HQ city · JUPITER to PALM BEACH GARDENS
    Nov 11, 2014 to Jan 8, 2015
  • Discretionary RAUM · $108M to $163M
    Nov 11, 2014 to Jan 8, 2015
  • RAUM · $108M to $163M
    Nov 11, 2014 to Jan 8, 2015
  • Employees · 2 to 3
    Mar 14, 2014 to Mar 19, 2014
  • Accounts · 0 to 128
    Oct 25, 2013 to Feb 20, 2014
Signals
1 dated events
  • Barclay Breland Family Office filed its initial SEC registration (Form ADV)
    Oct 2, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026