DFX Intelligence
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Registered advisor
M•••••• G••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••••• T••••• G••••
At current firm
2 y
since Jun 3, 2024
In the industry
28 y
since Jun 1, 1998 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 3, 2024 · Plymouth, Mn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 26, 2011 to Jun 5, 2024 · Midland, Mi
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W••••• E••••••••• A••••••• S•••••••• L••left Jun 5, 2024, registered Jun 3, 2024 (-2 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Signals
- ••• LockedJun 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address