RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T•••• C•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 27, 2026 · Travelers Rest, Sc
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to May 15, 2026 · Anderson, Sc
- I••••• F•••••••• C••••••••• formerDec 7, 2015 to Feb 14, 2018 · Anderson, Sc
- I••••••••• P••••••••• I••• formerNov 10, 2014 to Dec 1, 2015 · Easley, Sc
- S•••••• S••••••••• I••• BD affiliatedAug 5, 2008 to Nov 7, 2014 · Columbus, Ga
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 5, 2003 to Aug 1, 2008 · Greenville, Sc
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 15, 2026, registered Apr 27, 2026 (-18 days) · Affiliated broker-dealer or bank to another
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
- I••••••••• P••••••••• I••• to I••••• F•••••••• C•••••••••left Dec 1, 2015, registered Dec 7, 2015 (6 days) · Other
- S•••••• S••••••••• I••• to I••••••••• P••••••••• I•••left Nov 7, 2014, registered Nov 10, 2014 (3 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S•••••• S••••••••• I•••left Aug 1, 2008, registered Aug 5, 2008 (4 days) · Other
- M•••••• T•••• C••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-04-27)May 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address