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Registered advisor

A••••• C•••••• P••••

O•••• W•••••• I•••BD affiliatedReno, Nvdual registrantIAPD 2316590

Feed of 09/14/2026

Also filed as Andy C•••••• P••••

At current firm

2 y

since Jan 19, 2024

In the industry

33 y

since Jan 29, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Jan 19, 2024 · Reno, Nv
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Jan 19, 2024 · Reno, Nv
Q•••••• A•••• M••••••••• I••• former
Feb 20, 2014 to Mar 1, 2019 · Minneapolis, Mn
W••••••• F•••••••• S•••••••• I••• former
Jul 19, 2011 to Feb 28, 2014 · San Jose, Ca
W•••• F•••• A••••••• wirehouse
Nov 19, 2007 to Oct 13, 2009 · San Jose, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Nov 26, 2007 · Sunnyvale, Ca
C••••••• I••••••••• S••••••• unclassified
Jun 22, 2004 to May 29, 2007 · Sunnyvale, Ca
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Nov 7, 2002 to Jun 22, 2004 · Burlingame, Ca
W•••• F•••• I••••••••• L•• unclassified
May 15, 2001 to Oct 31, 2002 · Mountain View, Ca

Moves

a registration end followed by a registration begin elsewhere

W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Feb 28, 2014, registered Feb 20, 2014 (-8 days) · Other
W•••• F•••• A••••••• to W••••••• F•••••••• S•••••••• I•••
left Oct 13, 2009, registered Jul 19, 2011 (644 days) · Other
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Nov 26, 2007, registered Nov 19, 2007 (-7 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
B••• O• A•••••• I••••••••• S•••••••• I••• to C••••••• I••••••••• S•••••••
left Jun 22, 2004, registered Jun 22, 2004 (0 days) · Other
W•••• F•••• I••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Oct 31, 2002, registered Nov 7, 2002 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address