DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• E•••• B••••

W•••• F•••• A•••••••wirehouseAlpharetta, Gadual registrantIAPD 2318045

Feed of 09/14/2026

Also filed as V•••••• E B••••

At current firm

6 y

since Apr 17, 2020

In the industry

33 y

since Feb 8, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Apr 17, 2020 · Alpharetta, Ga
T••••• A••••••• S•••••••• I••• BD affiliated
Sep 20, 2016 to Apr 16, 2020 · North Chesterfield, Va
S••••••• I••••••••• S•••••••• I••• former
Nov 8, 2011 to Dec 31, 2016 · Richmond, Va
M••••• K••••• • C••••••• L•• former
Jan 28, 2010 to Sep 19, 2011 · Atlanta, Ga
O••••••••• • C•• I••• BD affiliated
Mar 25, 2009 to May 1, 2009 · Atlanta, Ga
S••••••• G•••• C•••••• unclassified
Jul 22, 2008 to Mar 18, 2009 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••
left Apr 16, 2020, registered Apr 17, 2020 (1 days) · Affiliated broker-dealer or bank to wirehouse
S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••
left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
M••••• K••••• • C••••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Sep 19, 2011, registered Nov 8, 2011 (50 days) · Other
O••••••••• • C•• I••• to M••••• K••••• • C••••••• L••
left May 1, 2009, registered Jan 28, 2010 (272 days) · Other
S••••••• G•••• C•••••• to O••••••••• • C•• I•••
left Mar 18, 2009, registered Mar 25, 2009 (7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address