RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S•••• W••••••••
- M••••• S•••••• wirehouse currentsince May 3, 2019 · Charleston, Wv
- P•• C•••••• A••••••• L•• otherJan 19, 2016 to Apr 25, 2016 · Tampa, Fl
- B••• I••••••••• I••••••••• A•••••••• I••• formerMar 15, 2011 to Mar 16, 2016 · Greenville, Sc
- B••• A•••• M••••••••• I••• unclassifiedSep 25, 2007 to Nov 9, 2010 · Charleston, Wv
- B••• I••••••••• S•••••••• I••• formerSep 1, 2006 to Jul 16, 2007 · Charlotte, Nc
- P•• C•••••• A••••••• L•• to M••••• S••••••left Apr 25, 2016, registered May 3, 2019 (1103 days) · Other
- B••• I••••••••• I••••••••• A•••••••• I••• to P•• C•••••• A••••••• L••left Mar 16, 2016, registered Jan 19, 2016 (-57 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• I••••••••• A•••••••• I•••left Nov 9, 2010, registered Mar 15, 2011 (126 days) · Other
- B••• I••••••••• S•••••••• I••• to B••• A•••• M••••••••• I•••left Jul 16, 2007, registered Sep 25, 2007 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address