DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• L•••• C•••••••

C•••••••• G••••• I••••••••• I•••mixed wealthHouston, Tx dual registrantIAPD 2322366

Feed of 09/15/2026

Also filed as Skip C•••••••

At current firm

0 y

since Jan 27, 2026

In the industry

33 y

since Apr 21, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• G••••• I••••••••• I••• mixed wealth current
since Jan 27, 2026 · Houston, Tx
A••••• A•••• M••••••••• U•• I••• former
Aug 28, 2024 to Apr 25, 2025 · Boston, Ma
T•• I••••••••• M••••••••• C•••••• L•• asset manager
Mar 14, 2008 to Jan 9, 2023 · Los Angeles, Ca
N•• Y••• L••• I••••••••• M••••••••• L•• asset manager
Jan 26, 2005 to Mar 19, 2007 · Parsippany, Nj

Moves

a registration end followed by a registration begin elsewhere

A••••• A•••• M••••••••• U•• I••• to C•••••••• G••••• I••••••••• I•••
left Apr 25, 2025, registered Jan 27, 2026 (277 days) · Other
T•• I••••••••• M••••••••• C•••••• L•• to A••••• A•••• M••••••••• U•• I•••
left Jan 9, 2023, registered Aug 28, 2024 (597 days) · Other
N•• Y••• L••• I••••••••• M••••••••• L•• to T•• I••••••••• M••••••••• C•••••• L••
left Mar 19, 2007, registered Mar 14, 2008 (361 days) · Other

Signals

C••••••••• L•••• C••••••• left A••••• A•••• M••••••••• U•• I••• for C•••••••• G••••• I••••••••• I••• (registered 2026-01-27)
Apr 25, 2025 · Advisor changed firm · fact
C••••••••• L•••• C••••••• left T•• I••••••••• M••••••••• C•••••• L•• for A••••• A•••• M••••••••• U•• I••• (registered 2024-08-28)
Jan 9, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address