DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••••••• G••••• I••••••••• I•••
Latest filing Jun 23, 2026
First filing on the tape Jan 3, 2012 · 47 filings
SEC status approved since Jul 26, 1982
RAUM
$9.0B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
34%
$3.1B individuals and HNW
Advisors
22
registered through the firm on IAPD
RAUM per advisor
$408M
derived; firm RAUM over IAPD count
Employees
54
14 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
47 filings and snapshots on the tape
RAUM$9.0B as of Jun 23, 2026
Jan 3, 2012$3.5B then
HNW client RAUM$481M as of Jun 23, 2026
Jun 18, 2018$155M then
State-registered IARs (5.B.3)14 as of Jun 23, 2026
Jan 4, 201324 then
Employees (5.A)54 as of Jun 23, 2026
Jan 4, 201331 then
Private funds: no history
RAUM +55% over the last fiscal year+18% a year over threeIARs 14 to 14offices 1 to 2
Practice profile
derived from the filing of Jun 23, 2026; every figure names its basis
- RAUM per advisor
- $408MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 255derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $13.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 7.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.6B30%
- Charitable organizations$2.2B26%
- Investment companies$2.1B25%
- Corporations and businesses$741M8.7%
- High-net-worth individuals$481M5.6%
- Pension and profit-sharing plans$330M3.9%
- Insurance companies$73.4M0.9%
- State and municipal entities$12.1M0.1%
- Individual clients
- 5,579reported
- HNW clients
- 35reported
- Pension plan clients
- 26reported
- Charitable clients
- 216reported
- Accounts
- 7,890reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $2.4B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.34 fund_share=0.24 institutional_share=0.29 related_bd=true related_bank=false bd_reps=28.0derived
Advisors registered through the firm
22 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• A••••• K•••••• | Houston, Tx | Aug 6, 2002 | 36 y | 0 |
| L••• A•••••• L•••• | Houston, Tx | Sep 4, 2009 | 20 y | 3 |
| S•••• H••••• W••••• | Houston, Tx | Jan 3, 2013 | 34 y | 2 |
| P•••••• N••• G••••••• | Houston, Tx | Jan 4, 2013 | 34 y | 2 |
| J•• A•••••• C••••••• | Houston, Tx | Oct 26, 2017 | 10 y | 0 |
| K•• S•• H•• | Houston, Tx | Dec 20, 2017 | 27 y | 2 |
| C••••••• N••• C••••• | Houston, Tx | Dec 22, 2017 | 18 y | 2 |
| P••••••• M••• | Richmond, Tx | Jan 31, 2019 | 14 y | 0 |
| G•••• D••••••••• H••••• | Houston, Tx | Jan 7, 2021 | 26 y | 1 |
| M••• L••• M•••••• | Houston, Tx | Jun 4, 2021 | 14 y | 1 |
| H•••••• T•••••• L•••••• | Houston, Tx | Sep 21, 2021 | 30 y | 2 |
| S••• B••••••• G••••• | Houston, Tx | Aug 21, 2023 | 11 y | 1 |
| M••••••• C••••••• R••• | Houston, Tx | Aug 21, 2023 | 24 y | 8 |
| J•••• R••••• C••••••• | Boston, Ma | Oct 25, 2023 | 11 y | 2 |
| R••• K••• S•••• | Houston, Tx | Apr 22, 2024 | 19 y | 1 |
| R••••• G••••••• | Houston, Tx | Apr 26, 2024 | 10 y | 0 |
| A•••• S•••••• S•••••• | Houston, Tx | Dec 12, 2024 | 10 y | 0 |
| R••••• C•••••• D•••Chartered Financial Analyst | Houston, Tx | Dec 17, 2024 | 13 y | 0 |
| S••••• C•••• B•••••• | Huntington Beach, Ca | Feb 19, 2025 | 33 y | 4 |
| E••••• K•• E•••• | Houston, Tx | Oct 21, 2025 | 22 y | 3 |
| C••••••••• L•••• C••••••• | Houston, Tx | Jan 27, 2026 | 33 y | 3 |
| G•• T••••• K•••••••• | Houston, Tx | Jul 20, 2026 | 10 y | 0 |
Advisor movement
2 left, 2 joined in 12 months
net 0 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount3 left over 36 months
Left, latest
- J••••• K••••••••• I•••• to A••••••••• F•••••••• S•••••••• L••Aug 6, 2026 · RIA to affiliated broker-dealer or bank
- D•••• J••• M••••••• to L•• F•••••••• L••Jun 8, 2026 · RIA to affiliated broker-dealer or bank
- A•••• T• B•••••• to E••••• J••••May 29, 2024 · RIA to affiliated broker-dealer or bank
- C••••••• F••••••• to A•••••• A••••••• S•••••••Jul 8, 2022 · RIA to affiliated broker-dealer or bank
- G••••• F••••••• to F••••••• P••••••• A•• W•••••••• A•••••••Mar 16, 2021 · RIA to affiliated broker-dealer or bank
- D••••••• L• N••• F•••••• to C•••••••• W••••• M••••••••• L••Jul 30, 2018 · Other
- S•••• J••••• T•••••• to B•••• H•••• I••••••••• L•••Jun 30, 2017 · Other
- J•••• O•••••• G•••• to C••••••••• I••••••••• M••••••••• L••Feb 24, 2017 · Other
- B•••• L•• L••• to F••••• M••••• W••••• A•••••••• L••Apr 20, 2016 · Other
- C•••••• F••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••Nov 21, 2011 · Other
- A••• C•••••• G••••• to B•• M••••• A•••••••• I•••Nov 10, 2009 · Other
- D•••• K•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Oct 26, 2005 · Other
- C•••••• A•••• N••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Sep 9, 2004 · Other
Joined, latest
- C••••••••• L•••• C••••••• from A••••• A•••• M••••••••• U•• I•••Jan 27, 2026 · Other
- E••••• K•• E•••• from V•••• F•••••••• A•••••••• I•••Oct 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- D•••• J••• M••••••• from I•••••• A•••••••• I•••Jul 11, 2025 · Other
- S••••• C•••• B•••••• from W••••••• M••••••••• C•••Feb 19, 2025 · Other
- R••• K••• S•••• from R•• C•••••• M••••••• L••Apr 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- J•••• R••••• C••••••• from C••••••• M••••••••• I••••••••• A•••••••• L••Oct 25, 2023 · Other
- M••••••• C••••••• R••• from H•••••••• P•••••• C•••••Aug 21, 2023 · RIA to RIA
- S••• B••••••• G••••• from V••• I••••••••• M••••••••• C•• L••Aug 21, 2023 · Other
- A•••• T• B•••••• from D••••••••• F••• A••••••• L•May 15, 2023 · Other
- H•••••• T•••••• L•••••• from I•••••• A•••••••• I•••Sep 21, 2021 · Other
- M••• L••• M•••••• from E••••• J••••Jun 4, 2021 · Affiliated broker-dealer or bank to independent RIA
- G•••• D••••••••• H••••• from I•••••• A•••••••• I•••Jan 7, 2021 · Other
- G••••• F••••••• from I•••••• A•••••••• I•••Jan 7, 2021 · Other
- C••••••• F••••••• from I•••••• A•••••••• I•••Mar 25, 2020 · Other
- C••••••• N••• C••••• from I•••••• A•••••••• I•••Dec 22, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from I•••••• A•••••••• I•••Oct 2, 2020 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• J••• A•••••• · Chief Compliance Officer, General Counsel, And Corporate Secretarycontrolsince 06/2017 · owns less than 5%
- D•••• R•••••• C•••••• · Chief Executive Officer / Chief Investment Officercontrolsince 01/2024 · owns less than 5%
- F••••••••• V•••••••• L••• · Chief Market Strategistcontrolsince 08/2014 · owns less than 5%
- J•••••• J••••• A•••• · Chief Operating Officercontrolsince 07/2022 · owns less than 5%
- L••••••• H••••••• T•••••• · Managing Directorcontrolsince 08/2021 · owns less than 5%
Entity owners
- C•••••••• G••••• H•••••••• · Parent Companydirect · owns 75% or more
- C•••••••• G••••• H•••••••• I••• · Parent Companydirect · owns 75% or more
- A••••••••• O• G•• F•••••••• S••••••• G•••• D•• A••••••••• · Shareholderindirect · owns 75% or more of S•••••• F•••••••• H•••••••• I•••
- S•••••• F•••••••• H•••••••• I••• · Shareholderindirect · owns 75% or more of C•••••••• G••••• H•••••••• I•••
Related persons
Schedule D 7.A
- C•••••••• D••••••••• I•••broker-dealern
- C•••••••• W••••• M••••••••• L••investment advisernRAUM $1.2B
Advisers that list C•••••••• G••••• I••••••••• I••• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 22 | 3 | 2 |
Offices
Schedule D 1.F, the 25 largest
- Princeton, NJ2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 23, 2026F••••••••• V•••••••• L••• (CHIEF MARKET STRATEGIST) left Schedule A between the filings of 2023-06-30 and 2026-06-23peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 5,314 to 7,890Jun 27, 2025 to Jun 23, 2026
- Advisory employees · 11 to 14Jun 27, 2025 to Jun 23, 2026
- Charity clients · 210 to 216Jun 27, 2025 to Jun 23, 2026
- Corporate clients · 66 to 68Jun 27, 2025 to Jun 23, 2026
- HNW clients · 28 to 35Jun 27, 2025 to Jun 23, 2026
- Individual clients · 4,977 to 5,579Jun 27, 2025 to Jun 23, 2026
- Employees · 51 to 54Jun 27, 2025 to Jun 23, 2026
- State-registered IARs · 18 to 14Jun 27, 2025 to Jun 23, 2026
- Other offices · 1 to 2Jun 27, 2025 to Jun 23, 2026
- Discretionary RAUM · $7.0B to $8.6BJun 27, 2025 to Jun 23, 2026
- HNW RAUM · $377M to $481MJun 27, 2025 to Jun 23, 2026
- Individual RAUM · $2.1B to $2.6BJun 27, 2025 to Jun 23, 2026
- Non-discretionary RAUM · $45.3M to $431MJun 27, 2025 to Jun 23, 2026
- Pension RAUM · $322M to $330MJun 27, 2025 to Jun 23, 2026
- RAUM · $7.1B to $9.0BJun 27, 2025 to Jun 23, 2026
- Wrap assets (manager) · $2.1B to $2.4BJun 27, 2025 to Jun 23, 2026
- Accounts · 6,198 to 5,314Jun 28, 2024 to Jun 27, 2025
- Charity clients · 204 to 210Jun 28, 2024 to Jun 27, 2025
- Corporate clients · 61 to 66Jun 28, 2024 to Jun 27, 2025
- HNW clients · 37 to 28Jun 28, 2024 to Jun 27, 2025
- Individual clients · 4,460 to 4,977Jun 28, 2024 to Jun 27, 2025
- Pension plan clients · 29 to 26Jun 28, 2024 to Jun 27, 2025
- Financial planning clients · unset to Jun 28, 2024 to Jun 27, 2025
- Discretionary RAUM · $6.7B to $7.0BJun 28, 2024 to Jun 27, 2025
- HNW RAUM · $417M to $377MJun 28, 2024 to Jun 27, 2025
- Individual RAUM · $1.8B to $2.1BJun 28, 2024 to Jun 27, 2025
- Non-discretionary RAUM · $306M to $45.3MJun 28, 2024 to Jun 27, 2025
- Pension RAUM · $399M to $322MJun 28, 2024 to Jun 27, 2025
- RAUM · $7.0B to $7.1BJun 28, 2024 to Jun 27, 2025
- Wrap assets (manager) · $2.1B to $2.1BJun 28, 2024 to Jun 27, 2025
- Accounts · 5,613 to 6,198Feb 14, 2024 to Jun 28, 2024
- BD registered reps · 24 to 28Feb 14, 2024 to Jun 28, 2024
- Charity clients · 216 to 204Feb 14, 2024 to Jun 28, 2024
- Corporate clients · 60 to 61Feb 14, 2024 to Jun 28, 2024
- HNW clients · 31 to 37Feb 14, 2024 to Jun 28, 2024
- Individual clients · 4,066 to 4,460Feb 14, 2024 to Jun 28, 2024
- Pension plan clients · 37 to 29Feb 14, 2024 to Jun 28, 2024
- Employees · 45 to 51Feb 14, 2024 to Jun 28, 2024
- Insurance-licensed employees · 2 to 3Feb 14, 2024 to Jun 28, 2024
- State-registered IARs · 14 to 18Feb 14, 2024 to Jun 28, 2024
Signals
14 dated events
- J••••• K••••••••• I•••• left C•••••••• G••••• I••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2026-08-26)Aug 6, 2026 · Advisor changed firm · fact
- C•••••••• G••••• I••••••••• I••• reported RAUM $9.0B, up 27% from $7.1B (2025-06-27 to 2026-06-23)Jun 23, 2026 · RAUM change · derived
- D•••• J••• M••••••• left C•••••••• G••••• I••••••••• I••• for L•• F•••••••• L•• (registered 2026-06-22)Jun 8, 2026 · Advisor changed firm · fact
- A•••• T• B•••••• left C•••••••• G••••• I••••••••• I••• for E••••• J•••• (registered 2025-07-28)May 29, 2024 · Advisor changed firm · fact
- Leo Michael Kern (President, Chief Executive Officer, And Treasurer) no longer on Schedule A of C•••••••• G••••• I••••••••• I••• (listed 2023-07-01, absent 2024-02-12)Feb 12, 2024 · Control person left · inference
- James Andrew Jacobson (Chief Operating Officer) no longer on Schedule A of C•••••••• G••••• I••••••••• I••• (listed 2022-06-28, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Allen James Jacoby (Chief Operating Officer) appeared on Schedule A of C•••••••• G••••• I••••••••• I•••Jun 30, 2023 · Control person joined · fact
- C••••••• F••••••• left C•••••••• G••••• I••••••••• I••• for A•••••• A••••••• S••••••• (registered 2022-07-13)Jul 8, 2022 · Advisor changed firm · fact
- Christopher Paul Townsen (Managing Director) no longer on Schedule A of C•••••••• G••••• I••••••••• I••• (listed 2021-06-29, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- Treigle Heather Lindsey (Managing Director) appeared on Schedule A of C•••••••• G••••• I••••••••• I•••Jun 28, 2022 · Control person joined · fact
- C•••••••• G••••• I••••••••• I••• reported RAUM $5.5B, up 35% from $4.1B (2020-10-22 to 2021-06-29)Jun 29, 2021 · RAUM change · derived
- Charles R••••• Doll (Chief Investment Officer) appeared on Schedule A of C•••••••• G••••• I••••••••• I•••Jun 29, 2021 · Control person joined · fact
- Rudolf J••• Wolf (Managing Director) no longer on Schedule A of C•••••••• G••••• I••••••••• I••• (listed 2019-06-14, absent 2020-06-15)Jun 15, 2020 · Control person left · inference
- Garfield Arthur S•••• (Managing Director) no longer on Schedule A of C•••••••• G••••• I••••••••• I••• (listed 2019-06-14, absent 2020-06-15)Jun 15, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@crossmarkglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- keyaccounts@crossmarkglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- institutional@crossmarkglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- advisorsolutions@crossmarkglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- stewardfunds@crossmarkglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- philanthrophy@crossmarkglobal.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-243-6720reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 312-267-3750reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 713-260-9000reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/crossmark-global-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- crossmarkglobal.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-260-9000reportedpublic record, Form ADV, Jun 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $408Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026