RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••• M••••••••
- K••• C••••••• L•• independent RIA currentsince Nov 8, 2025 · Westminster, Co
- A••••• A•• P••••••• S••••••• BD affiliatedMar 7, 2008 to Oct 15, 2015 · Newport Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 19, 2004 to Jul 8, 2005 · Newport Beach, Ca
- A••••• A•• P••••••• S••••••• to K••• C••••••• L••left Oct 15, 2015, registered Nov 8, 2025 (3677 days) · Other
- U•• F•••••••• S••••••• I••• to A••••• A•• P••••••• S•••••••left Jul 8, 2005, registered Mar 7, 2008 (973 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address