DFX Intelligence
RIA Intelligence
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SEC-registered adviser
K••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Apr 27, 2023 · 5 filings
SEC status approved since May 26, 2023
RAUM
$150M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$150M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$74.9M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$150M as of Mar 27, 2026
Mar 20, 2024$130M then
HNW client RAUM$135M as of Mar 27, 2026
Mar 20, 2024$122M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 20, 20242 then
Employees (5.A)2 as of Mar 27, 2026
Mar 20, 20242 then
Private funds: no history
RAUM +4.9% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $74.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.1MderivedHNW RAUM over HNW clients
- Average account
- $507,615derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +48%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$135M90%
- Individuals$15.2M10%
- Individual clients
- 29reported
- HNW clients
- 33reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 295reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• J••• M•••••••• | Westminster, Co | Nov 8, 2025 | 32 y | 2 |
| T••••• J••••• J•••••••Certified Financial Planner | Westminster, Co | Nov 11, 2025 | 29 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T••••• J••••• J••••••• from A••••• A•• P••••••• S•••••••Nov 11, 2025 · Other
- J•••• J••• M•••••••• from A••••• A•• P••••••• S•••••••Nov 8, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••••• T•••••• J••••• · Managing Partnercontrolsince 09/2017 · owns 50% to 75%
- M••••••••• J••••• J••• · Managing Partner; Chief Compliance Officercontrolsince 04/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westminster, Co | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 221 to 295Mar 13, 2025 to Mar 27, 2026
- Individual clients · 9 to 29Mar 13, 2025 to Mar 27, 2026
- Financial planning clients · 26-50 to 51-100Mar 13, 2025 to Mar 27, 2026
- Discretionary RAUM · $143M to $150MMar 13, 2025 to Mar 27, 2026
- HNW RAUM · $141M to $135MMar 13, 2025 to Mar 27, 2026
- Individual RAUM · $1.5M to $15.2MMar 13, 2025 to Mar 27, 2026
- RAUM · $143M to $150MMar 13, 2025 to Mar 27, 2026
- Accounts · 214 to 221Mar 20, 2024 to Mar 13, 2025
- HNW clients · 28 to 33Mar 20, 2024 to Mar 13, 2025
- Individual clients · 11 to 9Mar 20, 2024 to Mar 13, 2025
- Financial planning clients · 26-50 to 26-50Mar 20, 2024 to Mar 13, 2025
- HQ city · unset to Mar 20, 2024 to Mar 13, 2025
- HQ state · unset to Mar 20, 2024 to Mar 13, 2025
- Discretionary RAUM · $130M to $143MMar 20, 2024 to Mar 13, 2025
- HNW RAUM · $122M to $141MMar 20, 2024 to Mar 13, 2025
- Individual RAUM · $7.6M to $1.5MMar 20, 2024 to Mar 13, 2025
- RAUM · $130M to $143MMar 20, 2024 to Mar 13, 2025
- Accounts · 192 to 214May 9, 2023 to Mar 20, 2024
- HNW clients · 24 to 28May 9, 2023 to Mar 20, 2024
- Individual clients · 8 to 11May 9, 2023 to Mar 20, 2024
- Discretionary RAUM · $111M to $130MMay 9, 2023 to Mar 20, 2024
- HNW RAUM · $106M to $122MMay 9, 2023 to Mar 20, 2024
- Individual RAUM · $5.4M to $7.6MMay 9, 2023 to Mar 20, 2024
- RAUM · $111M to $130MMay 9, 2023 to Mar 20, 2024
Signals
1 dated events
- K••• C••••••• L•• filed its initial SEC registration (Form ADV)Apr 27, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@k•••••••••.netreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- K•••CAPITAL.NETreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 303-898-6584reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $74.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026