DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jamie Lawrence Baraldi
Feed of 09/14/2026
At current firm
7 y
since Jul 16, 2019
In the industry
33 y
since Apr 5, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Gladstone Wealth Partners BD affiliated currentsince Jul 16, 2019 · Palm Beach Gardens, Fl
- UBS Financial Services Inc. wirehouseJan 9, 2009 to Jul 11, 2019 · Mt. Laurel, Nj
- Wells Fargo Advisors wirehouseJul 18, 2003 to Jan 12, 2009 · Marlton, Nj
- Morgan Stanley Dw Inc. unclassifiedJun 12, 2002 to Jul 21, 2003 · Voorhees, Nj
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Gladstone Wealth Partnersleft Jul 11, 2019, registered Jul 16, 2019 (5 days) · Wirehouse to independent RIA · moved with a team
- Wells Fargo Advisors to UBS Financial Services Inc.left Jan 12, 2009, registered Jan 9, 2009 (-3 days) · Wirehouse to wirehouse
- Morgan Stanley Dw Inc. to Wells Fargo Advisorsleft Jul 21, 2003, registered Jul 18, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address