E••• F•••• J••••

• W•••• F•••• A••••••• wirehouse current
  since Jul 21, 2021 · Winter Park, Fl
• E•••••••• A•••••••• L•• national BD
  Feb 14, 2018 to Aug 9, 2019 · Orlando, Fl
• P•• W••••• M••••••••• BD affiliated
  Oct 30, 2014 to Jan 17, 2018 · Orlando, Fl
• C•••••• S••••• • C••• I••• national BD
  Jan 9, 1996 to Oct 20, 2008 · Orlando, Fl

• E•••••••• A•••••••• L•• to W•••• F•••• A•••••••
  left Aug 9, 2019, registered Jul 21, 2021 (712 days) · Affiliated broker-dealer or bank to wirehouse
• P•• W••••• M••••••••• to E•••••••• A•••••••• L••
  left Jan 17, 2018, registered Feb 14, 2018 (28 days) · Affiliated broker-dealer or bank to another
• C•••••• S••••• • C••• I••• to P•• W••••• M•••••••••
  left Oct 20, 2008, registered Oct 30, 2014 (2201 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address