DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Keenan Financial

Independent wealth managerBoston, MassachusettsCRD 285673SEC 801-129000websiteIAPD
Legal name Keenan, LLC
Latest filing Apr 23, 2026
First filing on the tape Oct 3, 2023 · 22 filings
SEC status approved since Nov 2, 2023
RAUM
$202M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$202M individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$10.1M
derived; firm RAUM over IAPD count
Employees
27
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$202M as of Apr 23, 2026
Jan 31, 2024$103M then
HNW client RAUM$80.4M as of Apr 23, 2026
Jan 31, 2024$48.8M then
State-registered IARs (5.B.3)27 as of Apr 23, 2026
Jan 31, 202414 then
Employees (5.A)27 as of Apr 23, 2026
Jan 31, 202414 then
Private funds: no history
RAUM +37% over the last fiscal yearIARs 24 to 27
Practice profile
derived from the filing of Apr 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
RAUM per advisor
$10.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
40derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.9MderivedHNW RAUM over HNW clients
Average account
$105,240derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
19.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+37%derivedbetween the last two annual amendments
Advisor growth, one year
+13%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.4%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Financial planning clients
751reportedItem 5.H
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$122M60%
  • High-net-worth individuals$80.4M40%
Individual clients
708reported
HNW clients
43reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1,924reported
Financial planning clients
751reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Brian Edward KeenanCertified Financial PlannerBoston, MaJan 3, 201712 y2
John H ReidBoston, MaDec 20, 201820 y3
Tyler A DolanCertified Financial PlannerBoston, MaDec 20, 201811 y1
Casey Thomas HuffmanBoston, Ma Jun 2, 202110 y0
Nicholas Michael GannonCertified Financial PlannerBoston, MaOct 12, 202113 y0
James Morgan BallBoston, MaMar 13, 202313 y0
Caley Elisabeth SurroBoston, MaApr 25, 202314 y0
Ryan Andrew SchoffieldBoston, MaJun 25, 202410 y0
Nicholas JasieBoston, MaAug 13, 202416 y0
Alexander Oreste Di MartinoBoston, MaAug 27, 202412 y0
Jacob Christopher MonroeBoston, MaNov 25, 202410 y0
Spencer GlascockBoston, MaMar 13, 202511 y0
Isaiah GonsalvesBoston, MaNov 4, 202510 y0
Ethan Blaine BesterBoston, MaNov 13, 202512 y0
Alexander AdourianBoston, MaNov 13, 202511 y0
William James WhitcherBoston, MaNov 13, 202510 y0
Jakob RainsfordBoston, MaFeb 8, 202610 y0
Andrew MartinBoston, MaFeb 11, 202610 y0
Samuel QianBoston, MaApr 2, 202610 y0
Jacob Braeden MotylBoston, MaAug 11, 202611 y0
Advisor movement
8 left, 0 joined in 12 months
net -8 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 40% of current headcount20 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Edward Brian Keenan · Managing Member & Chief Compliance Officercontrol
      since 10/2016 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Keenan LLC
      real estatey
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Boston, Ma · principal1978
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • RAUM up 25 %Change between filings · filing Apr 23, 2026
      RAUM (Item 5.F) moved from $148,022,968 to $202,481,625 (+37.0%) between the annual amendments of 2025-03-19 and 2026-04-23; the peer median change was +15.0% (4550 comparable advisers, 91.0th percentile of changes)
      peers: independent wealth managers, $100M to $500M (4,550) · 91% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 1,372 to 1,924
      Sep 26, 2025 to Mar 25, 2026
    • Advisory employees · 24 to 26
      Sep 26, 2025 to Mar 25, 2026
    • HNW clients · 45 to 43
      Sep 26, 2025 to Mar 25, 2026
    • Individual clients · 681 to 708
      Sep 26, 2025 to Mar 25, 2026
    • Employees · 24 to 27
      Sep 26, 2025 to Mar 25, 2026
    • State-registered IARs · 24 to 27
      Sep 26, 2025 to Mar 25, 2026
    • Discretionary RAUM · $148M to $202M
      Sep 26, 2025 to Mar 25, 2026
    • HNW RAUM · $66.2M to $80.4M
      Sep 26, 2025 to Mar 25, 2026
    • Individual RAUM · $81.8M to $122M
      Sep 26, 2025 to Mar 25, 2026
    • RAUM · $148M to $202M
      Sep 26, 2025 to Mar 25, 2026
    • Related insurance company · false to true
      Sep 26, 2025 to Mar 25, 2026
    • Accounts · 1,096 to 1,372
      Nov 5, 2024 to Mar 19, 2025
    • Advisory employees · 11 to 24
      Nov 5, 2024 to Mar 19, 2025
    • HNW clients · 36 to 45
      Nov 5, 2024 to Mar 19, 2025
    • Individual clients · 411 to 681
      Nov 5, 2024 to Mar 19, 2025
    • Employees · 11 to 24
      Nov 5, 2024 to Mar 19, 2025
    • Financial planning clients · 251-500 to More than 500
      Nov 5, 2024 to Mar 19, 2025
    • State-registered IARs · 11 to 24
      Nov 5, 2024 to Mar 19, 2025
    • Discretionary RAUM · $103M to $148M
      Nov 5, 2024 to Mar 19, 2025
    • HNW RAUM · $48.8M to $66.2M
      Nov 5, 2024 to Mar 19, 2025
    • Individual RAUM · $53.9M to $81.8M
      Nov 5, 2024 to Mar 19, 2025
    • RAUM · $103M to $148M
      Nov 5, 2024 to Mar 19, 2025
    • Advisory employees · 12 to 11
      May 24, 2024 to Jun 28, 2024
    • Employees · 12 to 11
      May 24, 2024 to Jun 28, 2024
    • State-registered IARs · 12 to 11
      May 24, 2024 to Jun 28, 2024
    • Advisory employees · 14 to 12
      Apr 11, 2024 to May 24, 2024
    • Employees · 14 to 12
      Apr 11, 2024 to May 24, 2024
    • State-registered IARs · 14 to 12
      Apr 11, 2024 to May 24, 2024
    • Accounts · 792 to 1,096
      Jan 12, 2024 to Jan 31, 2024
    • Charity clients · unset to 0.0
      Jan 12, 2024 to Jan 31, 2024
    • Corporate clients · unset to 0.0
      Jan 12, 2024 to Jan 31, 2024
    • HNW clients · 32 to 36
      Jan 12, 2024 to Jan 31, 2024
    • Individual clients · 319 to 411
      Jan 12, 2024 to Jan 31, 2024
    • Pension plan clients · unset to 0.0
      Jan 12, 2024 to Jan 31, 2024
    • Pooled vehicle clients · unset to 0.0
      Jan 12, 2024 to Jan 31, 2024
    • Discretionary RAUM · $92.2M to $103M
      Jan 12, 2024 to Jan 31, 2024
    • HNW RAUM · $44.0M to $48.8M
      Jan 12, 2024 to Jan 31, 2024
    • Individual RAUM · $48.2M to $53.9M
      Jan 12, 2024 to Jan 31, 2024
    • Pension RAUM · unset to 0.0
      Jan 12, 2024 to Jan 31, 2024
    • Pooled vehicle RAUM · unset to 0.0
      Jan 12, 2024 to Jan 31, 2024
    Signals
    26 dated events
    • Ethan Blaine Bester no longer holds an investment adviser registration (last listed at Keenan Financial on the 2026-09-15 feed)
      Sep 15, 2026 · Advisor registration ended · derived
    • Inis Mija left Keenan Financial for Moors & Cabot, Inc (registered 2026-07-28)
      Aug 4, 2026 · Advisor changed firm · fact
    • Matthew John Poindexter left Keenan Financial for J.P. Morgan Securities Llc (registered 2026-08-18)
      Jun 22, 2026 · Advisor changed firm · fact
    • James Joseph Reagan left Keenan Financial for Edelman Financial Engines (registered 2026-07-30)
      Apr 2, 2026 · Advisor changed firm · fact
    • Jack Hausler left Keenan Financial for World Investment Advisors, Llc (registered 2026-04-23)
      Mar 25, 2026 · Advisor changed firm · fact
    • Evan Fischthal left Keenan Financial for Finivi Inc. (registered 2026-06-09)
      Mar 24, 2026 · Advisor changed firm · fact
    • Charlotte Rose Macgregor Sigg left Keenan Financial for Oppenheimer & Co. Inc. (registered 2026-04-23)
      Feb 23, 2026 · Advisor changed firm · fact
    • Jacquelyn Marie Kane left Keenan Financial for Voya Financial Advisors, Inc. (registered 2026-06-03)
      Jan 13, 2026 · Advisor changed firm · fact
    • Sophia Cross left Keenan Financial for Voya Financial Advisors, Inc. (registered 2026-06-10)
      Dec 5, 2025 · Advisor changed firm · fact
    • Daniel Croll left Keenan Financial for Commonwealth Financial Network (registered 2025-11-07)
      Sep 12, 2025 · Advisor changed firm · fact
    • Griffin Coates left Keenan Financial for Wealth Enhancement Advisory Services, Llc (registered 2025-09-23)
      Sep 9, 2025 · Advisor changed firm · fact
    • Colby Steinfeld left Keenan Financial for Strategic Advisers Llc (registered 2026-02-03)
      Aug 11, 2025 · Advisor changed firm · fact
    • Samuel A. Hinson left Keenan Financial for Strategic Advisers Llc (registered 2026-01-15)
      Aug 4, 2025 · Advisor changed firm · fact
    • 2 advisors left Keenan Financial (Boston, MA) for Strategic Advisers LLC within 7 days
      Aug 4, 2025 · Team lift-out · derived
    • Keenan Financial reported 24 state-registered advisory representatives, up from 11 (2024-11-05 to 2025-03-19)
      Mar 19, 2025 · Advisor headcount change · derived
    • Kevin Sanchez left Keenan Financial for Sachetta, Llc (registered 2025-09-17)
      Jan 31, 2025 · Advisor changed firm · fact
    • Michael Joseph Bianco left Keenan Financial for Citizens Securities, Inc. (registered 2025-03-25)
      Dec 17, 2024 · Advisor changed firm · fact
    • Shane Patrick Brennan left Keenan Financial for Savant Wealth Management (registered 2026-03-16)
      Dec 5, 2024 · Advisor changed firm · fact
    • Nathaniel Dechant Adams left Keenan Financial for Ernst & Young Investment Advisers Llp (registered 2025-07-10)
      Nov 4, 2024 · Advisor changed firm · fact
    • Declan Quinn left Keenan Financial for Strategic Advisers Llc (registered 2026-07-16)
      Nov 4, 2024 · Advisor changed firm · fact
    • Tashawn Joshua Arabian left Keenan Financial for Empower Advisory Group, Llc (registered 2025-09-04)
      Jun 28, 2024 · Advisor changed firm · fact
    • Patrick C. Recker left Keenan Financial for Strategic Advisers Llc (registered 2026-05-21)
      May 24, 2024 · Advisor changed firm · fact
    • Keenan Financial filed its initial SEC registration (Form ADV)
      Oct 3, 2023 · First SEC registration · fact
    • Maxwell Alexander Miller left Keenan Financial for Johnson Brunetti (registered 2023-11-02)
      Sep 27, 2023 · Advisor changed firm · fact
    • Collin Francis Macrae left Keenan Financial for Ballentine Partners (registered 2023-08-30)
      Aug 7, 2023 · Advisor changed firm · fact
    • Donald D Dalton left Keenan Financial for Scf Investment Advisors, Inc. (registered 2023-01-06)
      Oct 11, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    978-270-1193reportedpublished by the firm, firm site, Sep 17, 2026
    Firm profile
    linkedin.com/company/keenanfinancialreportedpublic record, Form ADV, Sep 18, 2026
    Website
    KEENANFINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    (978) 270-1193reportedpublic record, Form ADV, Apr 23, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $10.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026