RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• D•••••• W•••••••
- A••••••• S••••••• N•••••• independent RIA currentsince Aug 29, 2018 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedFeb 24, 2017 to Aug 7, 2018 · Franklin, Tn
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 19, 2011 to Feb 27, 2017 · Memphis, Tn
- J••••• H•••••••• W••• L••••• L•• formerMar 30, 2004 to Jan 19, 2011 · Memphis, Tn
- L•• F•••••••• L•• to A••••••• S••••••• N••••••left Aug 7, 2018, registered Aug 29, 2018 (22 days) · RIA to RIA
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Feb 27, 2017, registered Feb 24, 2017 (-3 days) · Other
- J••••• H•••••••• W••• L••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 19, 2011, registered Jan 19, 2011 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address