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Registered advisor
P•••• R•••••• C•••••••
Feed of 09/15/2026
Also filed as Pete C•••••••
At current firm
6 y
since Nov 5, 2019
In the industry
33 y
since Jun 10, 1993 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Nov 5, 2019 · Boardman, Oh
- J••• M••••• S••••••••• L•• wirehouseSep 12, 2016 to Nov 14, 2019 · Warren, Oh
- L•• F•••••••• L•• BD affiliatedDec 18, 2009 to Sep 19, 2016 · Warren, Oh
- N•• A•••••• S•••••••• L•• formerJul 27, 2009 to Dec 21, 2009 · Warren, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedNov 19, 2008 to Jul 2, 2009 · Warren, Oh
- I••• S••••••••• I••• unclassifiedJun 8, 2007 to Feb 26, 2008 · Cape Coral, Fl
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 15, 2004 to May 21, 2007 · Girard, Oh
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to C••••••• S••••••••• I•••left Nov 14, 2019, registered Nov 5, 2019 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Sep 19, 2016, registered Sep 12, 2016 (-7 days) · Other
- N•• A•••••• S•••••••• L•• to L•• F•••••••• L••left Dec 21, 2009, registered Dec 18, 2009 (-3 days) · Other
- H••••••••• F•••••••• A••••••• to N•• A•••••• S•••••••• L••left Jul 2, 2009, registered Jul 27, 2009 (25 days) · Other
- I••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Feb 26, 2008, registered Nov 19, 2008 (267 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to I••• S••••••••• I•••left May 21, 2007, registered Jun 8, 2007 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address