DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••• P• W•••••••

C••••• I••••••••• A••••••• L••BD affiliatedCleveland, Ohdual registrantIAPD 2331816

Feed of 09/14/2026

Also filed as Jay Williams

At current firm

0 y

since May 24, 2026

In the industry

33 y

since Mar 25, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 24, 2026 · Cleveland, Oh
J••• M••••• S••••••••• L•• wirehouse
Dec 9, 2013 to May 5, 2026 · Alliance, Oh
L•• F•••••••• L•• BD affiliated
Oct 15, 2010 to Nov 25, 2013 · Fort Mill, Sc
F••••••••• A•••••••• I••• unclassified
Jan 21, 2010 to Oct 4, 2010 · Akron, Oh
I••••• F•••••••• C••••••••• former
Jun 25, 2008 to Jan 22, 2010 · Akron, Oh
H••••••••• F•••••••• A••••••• BD affiliated
Apr 4, 2006 to Jun 16, 2008 · Kent, Oh
B••• O•• S••••••••• C••••••••• unclassified
Dec 6, 2001 to Jun 3, 2002 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••
left May 5, 2026, registered May 24, 2026 (19 days) · Wirehouse to affiliated broker-dealer or bank
L•• F•••••••• L•• to J••• M••••• S••••••••• L••
left Nov 25, 2013, registered Dec 9, 2013 (14 days) · Other
F••••••••• A•••••••• I••• to L•• F•••••••• L••
left Oct 4, 2010, registered Oct 15, 2010 (11 days) · Other
I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••
left Jan 22, 2010, registered Jan 21, 2010 (-1 days) · Other
H••••••••• F•••••••• A••••••• to I••••• F•••••••• C•••••••••
left Jun 16, 2008, registered Jun 25, 2008 (9 days) · Other
B••• O•• S••••••••• C••••••••• to H••••••••• F•••••••• A•••••••
left Jun 3, 2002, registered Apr 4, 2006 (1401 days) · Other

Signals

J•••• P• W••••••• left J••• M••••• S••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-05-24)
May 5, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address