H•••• D••• D•••••••

• C•••••• S••••• • C••• I••• national BD current
  since Mar 18, 2026 · Avon Lake, Oh
• L•• F•••••••• L•• BD affiliated
  May 11, 2021 to Jul 3, 2025 · Fort Mill, Sc
• E•••••• A••••••• G••••• L•• BD affiliated
  Nov 16, 2020 to Apr 9, 2021 · Farmington, Mi
• C•••••• S••••• • C••• I••• national BD
  Oct 17, 2019 to Dec 3, 2019 · Novi, Mi
• P•••••••• S••••••••• I••• BD affiliated
  Feb 9, 2007 to Aug 18, 2010 · Cleveland, Oh

• L•• F•••••••• L•• to C•••••• S••••• • C••• I•••
  left Jul 3, 2025, registered Mar 18, 2026 (258 days) · Affiliated broker-dealer or bank to another
• E•••••• A••••••• G••••• L•• to L•• F•••••••• L••
  left Apr 9, 2021, registered May 11, 2021 (32 days) · Other
• C•••••• S••••• • C••• I••• to E•••••• A••••••• G••••• L••
  left Dec 3, 2019, registered Nov 16, 2020 (349 days) · Other
• P•••••••• S••••••••• I••• to C•••••• S••••• • C••• I•••
  left Aug 18, 2010, registered Oct 17, 2019 (3347 days) · Other

• ••• Locked
  Jul 3, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

32derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address