DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marni Handel

Wells Fargo AdvisorswirehouseGreenwich, Ctdual registrantIAPD 2333840

Feed of 09/14/2026

Also filed as Marni Andrea Radelman

At current firm

0 y

since Jul 29, 2026

In the industry

32 y

since Jun 28, 1994 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Jul 29, 2026 · Greenwich, Ct
The Herbst Group, LLC independent RIA
Oct 29, 2025 to May 19, 2026 · Westport, Ct
Gladstone Wealth Partners BD affiliated
Sep 9, 2025 to Sep 11, 2025 · Purchase, Ny
Merit Financial Advisors BD affiliated
Nov 4, 2019 to Mar 27, 2024 · Wilton, Ct
LPL Financial LLC BD affiliated
Aug 23, 2019 to Nov 4, 2019 · Wilton, Ct
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 16, 2015 to Aug 5, 2019 · Ridgefield, Ct
Vision Investment Advisors, LLC independent RIA
Mar 30, 2015 to Aug 28, 2015 · Stamford, Ct

Moves

a registration end followed by a registration begin elsewhere

The Herbst Group, LLC to Wells Fargo Advisors
left May 19, 2026, registered Jul 29, 2026 (71 days) · RIA to wirehouse
Gladstone Wealth Partners to The Herbst Group, LLC
left Sep 11, 2025, registered Oct 29, 2025 (48 days) · RIA to RIA
Merit Financial Advisors to Gladstone Wealth Partners
left Mar 27, 2024, registered Sep 9, 2025 (531 days) · RIA to RIA
LPL Financial LLC to Merit Financial Advisors
left Nov 4, 2019, registered Nov 4, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Aug 5, 2019, registered Aug 23, 2019 (18 days) · Wirehouse to affiliated broker-dealer or bank
Vision Investment Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 28, 2015, registered Sep 16, 2015 (19 days) · Other

Signals

Marni Handel left The Herbst Group, Llc for Wells Fargo Advisors (registered 2026-07-29)
May 19, 2026 · Advisor changed firm · fact
Marni Handel left Gladstone Wealth Partners for The Herbst Group, Llc (registered 2025-10-29)
Sep 11, 2025 · Advisor changed firm · fact
Marni Handel left Merit Financial Advisors for Gladstone Wealth Partners (registered 2025-09-09)
Mar 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address