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Registered advisor
K•••• A•• L•••
Feed of 09/14/2026
Also filed as Kelli Ann Ferrett
At current firm
3 y
since Mar 3, 2023
In the industry
23 y
since Feb 7, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••••• R••••••••• A•••••••• L•• BD affiliated currentsince Mar 3, 2023 · Dublin, Oh
- P•••••••• S••••••••• I••• BD affiliatedJan 29, 2016 to Feb 14, 2023 · Dublin, Oh
- M•• F•••••••• S•••••••• I••• formerAug 25, 2014 to Jan 14, 2016 · Dublin, Oh
- M•• F•••••••• S•••••••• I••• formerFeb 26, 2008 to Aug 16, 2013 · Dublin, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 10, 2006 to Jan 30, 2008 · Columbus, Oh
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 7, 2003 to Jan 31, 2005 · Dublin, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•••••••• S••••••••• I••• to T••••••••• R••••••••• A•••••••• L••left Feb 14, 2023, registered Mar 3, 2023 (17 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Jan 14, 2016, registered Jan 29, 2016 (15 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••left Jan 30, 2008, registered Feb 26, 2008 (27 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 31, 2005, registered May 10, 2006 (464 days) · Other
Signals
- K•••• A•• L••• left P•••••••• S••••••••• I••• for T••••••••• R••••••••• A•••••••• L•• (registered 2023-03-03)Feb 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address