DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• J•••••• B••••

V••• F•••••••• A•••••••• I•••BD affiliatedSurprise, Az dual registrantIAPD 2334087

Feed of 09/15/2026

Also filed as Teresa Janette Gaber

At current firm

0 y

since Sep 25, 2025

In the industry

33 y

since Apr 23, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Sep 25, 2025 · Stillwater, Mn
S••••••• P•••••• F••••••••• L•• former
Feb 25, 2020 to Jul 9, 2024 · San Diego, Ca
C••• F•••••••• S•••••••• L••• former
Aug 13, 2019 to Aug 1, 2025 · San Diego, Ca
E•••••••• A•••••••• L•• national BD
May 11, 2017 to Jan 11, 2019 · Carlsbad, Ca
S••••••••• C•••••• A••••••• C••••••••• state registered
Feb 18, 2010 to Mar 7, 2011 · Carlsbad, Ca
N•••••• F•••••••• S•••••••• I••••••••• unclassified
Jan 24, 2007 to Aug 30, 2007 · San Diego, Ca
D••• I••••••••• mixed wealth
Jun 20, 1997 to Aug 10, 2005 · Evergreen, Co

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to S••••••• P•••••• F••••••••• L••
left Aug 1, 2025, registered Feb 25, 2020 (-1984 days) · channel change inside one enterprise, not a move
S••••••• P•••••• F••••••••• L•• to V••• F•••••••• A•••••••• I•••
left Jul 9, 2024, registered Sep 25, 2025 (443 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to C••• F•••••••• S•••••••• L•••
left Jan 11, 2019, registered Aug 13, 2019 (214 days) · Affiliated broker-dealer or bank to another
S••••••••• C•••••• A••••••• C••••••••• to E•••••••• A•••••••• L••
left Mar 7, 2011, registered May 11, 2017 (2257 days) · Other
N•••••• F•••••••• S•••••••• I••••••••• to S••••••••• C•••••• A••••••• C•••••••••
left Aug 30, 2007, registered Feb 18, 2010 (903 days) · Other
D••• I••••••••• to N•••••• F•••••••• S•••••••• I•••••••••
left Aug 10, 2005, registered Jan 24, 2007 (532 days) · Other

Signals

T••••• J•••••• B•••• left S••••••• P•••••• F••••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2025-09-25)
Jul 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address