DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Louis Resnick
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Feb 26, 2025
In the industry
15 y
since Aug 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Equitable Advisors, LLC national BD currentsince Feb 26, 2025 · Deerfield, Il
- Alera Investment Advisors, LLC mixed wealthNov 4, 2017 to Feb 26, 2025 · Deerfield, Il
- Securian Financial Services, Inc. formerOct 24, 2011 to Nov 2, 2017 · Deerfield, Il
Moves
a registration end followed by a registration begin elsewhere
- Alera Investment Advisors, LLC to Equitable Advisors, LLCleft Feb 26, 2025, registered Feb 26, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- Securian Financial Services, Inc. to Alera Investment Advisors, LLCleft Nov 2, 2017, registered Nov 4, 2017 (2 days) · corporate re-registration, not a move
Signals
- Michael Louis Resnick left Alera Investment Advisors, Llc for Equitable Advisors, Llc (registered 2025-02-26)Feb 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address