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Registered advisor
J•••• M••• F••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••• F••••••
At current firm
2 y
since Oct 2, 2023
In the industry
33 y
since Sep 13, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 2, 2023 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseMar 27, 2009 to Sep 29, 2023 · Boca Raton, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedDec 5, 2003 to Mar 23, 2009 · Boca Raton, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 30, 2000 to Dec 11, 2003 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 29, 2023, registered Oct 2, 2023 (3 days) · channel change inside one enterprise, not a move · moved with a team
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 23, 2009, registered Mar 27, 2009 (4 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 11, 2003, registered Dec 5, 2003 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address