DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••• F••••• W•••••• L••
Latest filing Feb 27, 2026
First filing on the tape Nov 2, 2022 · 7 filings
SEC status approved since Dec 2, 2022
RAUM
$342M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
98%
$336M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$42.7M
derived; firm RAUM over IAPD count
Employees
9
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$342M as of Feb 27, 2026
Mar 7, 2023$151M then
HNW client RAUM$226M as of Feb 27, 2026
Mar 7, 2023$121M then
State-registered IARs (5.B.3)9 as of Feb 27, 2026
Mar 7, 20234 then
Employees (5.A)9 as of Feb 27, 2026
Mar 7, 20236 then
Private funds: no history
RAUM +24% over the last fiscal year+31% a year over threeIARs 6 to 9offices 0 to 1
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $42.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $196,772derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 1.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +30%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $43.9MreportedItem 5.I
- Custody
- $5.4M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$226M66%
- Individuals$110M32%
- Charitable organizations$4.6M1.3%
- Corporations and businesses$956,2540.3%
- Individual clients
- 444reported
- HNW clients
- 83reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 1,736reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $43.9M sponsored, $298M managedreported
- Custody of client assets
- $5.4M for 18 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••• R••••• L•••••••• | Bloomington, Mn | Feb 21, 2023 | 17 y | 1 |
| B•••• T•••• G•••••••••Certified Financial Planner | Bloomington, Mn | Feb 21, 2023 | 10 y | 2 |
| C••• J•••••• | Bloomington, Mn | Feb 21, 2023 | 10 y | 1 |
| B•••••• R••• J•••••Certified Financial Planner | Bloomington, Mn | Aug 4, 2023 | 10 y | 0 |
| T••••• H•••••• J•••••• | Bloomington, Mn | Nov 20, 2025 | 15 y | 1 |
| D••••• K•• R••• | Bloomington, Mn | Nov 20, 2025 | 17 y | 1 |
| B•••••• E•••• W••••• | Bloomington, Mn | Nov 20, 2025 | 42 y | 1 |
| C•••• M••• Q•••••• | Bloomington, Mn | Jan 7, 2026 | 35 y | 1 |
Advisor movement
1 left, 4 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- T••••• G•••••• K••••• to K••••• A••••••• S•••••••• L••Nov 6, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- C•••• M••• Q•••••• from W•••• F•••• A•••••••Jan 7, 2026 · Wirehouse to independent RIA
- D••••• K•• R••• from W•••• F•••• A•••••••Nov 20, 2025 · Wirehouse to independent RIA
- B•••••• E•••• W••••• from W•••• F•••• A•••••••Nov 20, 2025 · Wirehouse to independent RIA
- T••••• H•••••• J•••••• from W•••• F•••• A•••••••Nov 20, 2025 · Wirehouse to independent RIA
- T••••• G•••••• K••••• from W•••• F•••• A•••••••Jun 1, 2023 · Wirehouse to independent RIA
- C••• J•••••• from W•••• F•••• A•••••••Feb 21, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C••• R••••• L•••••••• from W•••• F•••• A•••••••Feb 21, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- B•••• T•••• G••••••••• from W•••• F•••• A•••••••Feb 21, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from W•••• F•••• A•••••••Nov 19, 2025 · Bloomington, Mn
- 3 joined from W•••• F•••• A•••••••Feb 23, 2023 · Bloomington, Mn
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••••• C•••• R••••• · President And Chief Compliance Officercontrolsince 11/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomington, Mn · principal | 8 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- advisor count surgeChange between filings · filing Feb 27, 2026advisory representatives (Item 5.B.3) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-02-24 and 2026-02-27; the peer median change was 0.0% (965 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 97% percentile
- custody status changedChange between filings · filing Feb 27, 2026custody of client assets (Item 9.A): no on the filing of 2025-02-24, yes on the filing of 2026-02-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,356 to 1,736Feb 24, 2025 to Feb 27, 2026
- Advisory employees · 6 to 8Feb 24, 2025 to Feb 27, 2026
- Corporate clients · 3 to 2Feb 24, 2025 to Feb 27, 2026
- HNW clients · 63 to 83Feb 24, 2025 to Feb 27, 2026
- Individual clients · 342 to 444Feb 24, 2025 to Feb 27, 2026
- Assets in custody · unset to 5448791.0Feb 24, 2025 to Feb 27, 2026
- Custody of client assets · false to trueFeb 24, 2025 to Feb 27, 2026
- Employees · 6 to 9Feb 24, 2025 to Feb 27, 2026
- State-registered IARs · 6 to 9Feb 24, 2025 to Feb 27, 2026
- Other offices · 0 to 1Feb 24, 2025 to Feb 27, 2026
- Discretionary RAUM · $261M to $306MFeb 24, 2025 to Feb 27, 2026
- HNW RAUM · $187M to $226MFeb 24, 2025 to Feb 27, 2026
- Individual RAUM · $79.9M to $110MFeb 24, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $13.4M to $35.9MFeb 24, 2025 to Feb 27, 2026
- RAUM · $274M to $342MFeb 24, 2025 to Feb 27, 2026
- Wrap assets (manager) · $229M to $298MFeb 24, 2025 to Feb 27, 2026
- Wrap assets (sponsor) · $45.5M to $43.9MFeb 24, 2025 to Feb 27, 2026
- Accounts · 1,106 to 1,356Mar 6, 2024 to Feb 24, 2025
- Charity clients · 5 to 4Mar 6, 2024 to Feb 24, 2025
- Corporate clients · 4 to 3Mar 6, 2024 to Feb 24, 2025
- HNW clients · 52 to 63Mar 6, 2024 to Feb 24, 2025
- Individual clients · 330 to 342Mar 6, 2024 to Feb 24, 2025
- Pension plan clients · 6.0 to unsetMar 6, 2024 to Feb 24, 2025
- Assets in custody · 13000000.0 to unsetMar 6, 2024 to Feb 24, 2025
- Financial planning clients · 0 to 251-500Mar 6, 2024 to Feb 24, 2025
- Discretionary RAUM · $170M to $261MMar 6, 2024 to Feb 24, 2025
- HNW RAUM · $146M to $187MMar 6, 2024 to Feb 24, 2025
- Individual RAUM · $75.9M to $79.9MMar 6, 2024 to Feb 24, 2025
- Non-discretionary RAUM · $61.6M to $13.4MMar 6, 2024 to Feb 24, 2025
- Pension RAUM · 2015313.0 to unsetMar 6, 2024 to Feb 24, 2025
- RAUM · $231M to $274MMar 6, 2024 to Feb 24, 2025
- Related insurance company · false to trueMar 6, 2024 to Feb 24, 2025
- Wrap assets (manager) · $170M to $229MMar 6, 2024 to Feb 24, 2025
- Wrap assets (sponsor) · $61.6M to $45.5MMar 6, 2024 to Feb 24, 2025
- Accounts · 662 to 1,106Mar 7, 2023 to Mar 6, 2024
- Advisory employees · 4 to 6Mar 7, 2023 to Mar 6, 2024
- Charity clients · unset to 5.0Mar 7, 2023 to Mar 6, 2024
- Corporate clients · unset to 4.0Mar 7, 2023 to Mar 6, 2024
- HNW clients · 55 to 52Mar 7, 2023 to Mar 6, 2024
- Individual clients · 132 to 330Mar 7, 2023 to Mar 6, 2024
Signals
4 dated events
- 3 advisors left W•••• F•••• A••••••• (Bloomington, MN) for P••••• F••••• W•••••• L•• within 5 daysNov 19, 2025 · Team lift-out · derived
- T••••• G•••••• K••••• left P••••• F••••• W•••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2025-11-04)Nov 6, 2025 · Advisor changed firm · fact
- 3 advisors left W•••• F•••• A••••••• (Bloomington, MN) for P••••• F••••• W•••••• L•• within 13 daysFeb 23, 2023 · Team lift-out · derived
- P••••• F••••• W•••••• L•• filed its initial SEC registration (Form ADV)Nov 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••• F••••• W•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 612-643-9995reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 612-643-9996reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/petros-family-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- petrosfamilywealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (612) 643-9995reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- p•••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026